By Zak Mir | Tuesday 19 May 2015
Disclosure: I have no positions in any stocks mentioned, and no plans to initiate any positions within the next 72 hours. I wrote this article myself, and it expresses my own opinions. I am not receiving compensation for it (other than from ShareProphets). I have no business relationship with any company whose stock is mentioned in this article.
While it may not necessarily be the case in this instance, from my experience as a broker in the 1990s and 2000s, the main source of pain and anguish for brokerages / investment houses tends to be the competition whistleblowing or nobbling via the regulators, rather than the behaviour of the clients or indeed the markets. Lehman Brothers rather learned this the hard way – allegedly.
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